-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AH/SD4xWiv4+eaG/cwRQOl3iZHr3nAvDhvr394EvyvKqOWHT7lIh0RxdrbpITgzj sn5uDQgozpMdYhZ0ULlojA== 0000914190-97-000025.txt : 19970130 0000914190-97-000025.hdr.sgml : 19970130 ACCESSION NUMBER: 0000914190-97-000025 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970129 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZOMAX OPTICAL MEDIA INC CENTRAL INDEX KEY: 0001010788 STANDARD INDUSTRIAL CLASSIFICATION: PHONOGRAPH RECORDS & PRERECORDED AUDIO TAPES & DISKS [3652] IRS NUMBER: 411833089 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48145 FILM NUMBER: 97513184 BUSINESS ADDRESS: STREET 1: 5353 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 6125539300 MAIL ADDRESS: STREET 1: 5353 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON JAMES T CENTRAL INDEX KEY: 0001031518 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5353 NATHAN LANE N STREET 2: C/O ZOMAX OPTICAL MEDIA INC. CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 6125579300 MAIL ADDRESS: STREET 1: C/O ZOMAX OPTICAL MEDIA INC STREET 2: 5353 NATHAN LANE N CITY: PLYMOUTH STATE: MN ZIP: 55442 SC 13G 1 SCHEDULE 13G FOR JAMES ANDERSON SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___)* Zomax Optical Media, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 989929 10 4 -------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages SCHEDULE 13G CUSIP No. 989929 10 4 Page 2 of 4 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James T. Anderson ###-##-#### - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 426,061 (includes 35,000 shares obtainable upon exercise OWNED BY of a currently exercisable option) EACH --------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 15,000 (includes 15,000 shares obtainable upon exercise of a currently exercisable option) --------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 426,061 (includes 35,000 shares obtainable upon exercise of a currently exercisable option) --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 15,000 (includes 15,000 shares obtainable upon exercise of a currently exercisable option) - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 441,061 (includes 50,000 shares obtainable upon exercise of currently exercisable options) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.9% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a) Name of Issuer: Zomax Optical Media, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 5353 Nathan Lane N. Plymouth, MN 55442 Item 2(a) Name of Person Filing: See Cover Page Item 1 Item 2(b) Address of Principal Business Office or, if none, residence: 5353 Nathan Lane N. Plymouth, MN 55442 Item 2(c) Citizenship: See Cover Page Item 4 Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP No.: See Cover Page Item 3 Statement Filed Pursuant to Rules 13d-1(b) or 13d-2(b): Not applicable Item 4(a) Amount Beneficially Owned: See Cover Page Item 9 Item 4(b) Percent of Class: See Cover Page Item 11 Item 4(c) Number of Shares as to Which Such Person Has: (i) sole power to vote or to direct the vote: See Cover Page Item 5 (ii) shared power to vote or to direct the vote: See Cover Page Item 6 (iii) sole power to dispose or to direct the disposition of: See Cover Page Item 7 (iv) shared power to dispose or to direct the disposition of: See Cover Page Item 8 Page 3 of 4 Item 5 Ownership of Five Percent or Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct as of December 31, 1996. Dated: January 20, 1997 /s/ James T. Anderson James T. Anderson Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----